Article 28 Mastery — New York D&TC and ASC Compliance Conference

Article 28 Mastery — New York D&TC and ASC Compliance Conference





Live Virtual Conference · New York State

Article 28 Mastery

New York’s compliance conference for Diagnostic & Treatment Centers and Ambulatory Surgery Centers.

Friday, September 25, 2026
8:00 a.m. – 5:15 p.m. ET
Nine deep-dive sessions
Two separately registered programs
Part Two cosponsored with DataGen

Which registration do you need?

About the Conference

Article 28 wasn’t written to be read by the people who must follow it. Article 28 Mastery translates it. Across nine deep-dive sessions on Friday, September 25, 2026, every requirement is shown in its own words and then immediately paired with what it actually means for your center.

Part One is the general half — the framework, Part 751, quality and patients’ rights, state reporting, and the AHCF cost report — and it applies to every Article 28 Diagnostic & Treatment Center in New York. Part Two, cosponsored with DataGen, is the surgical half: Part 755, the clinical services requirements, accreditation and deemed status, SPARCS, and a compliance program built to survive a survey.

Clinic D&TCs register for Part One and finish at 12:30. Ambulatory surgery centers register for both, because New York holds them to both rulebooks and surveys against both. Every registration includes a knowledge self-assessment with an answer guide. Walk in unsure. Walk out survey-ready.

Which Registration Do You Need?

If you are a clinic D&TC

Register for Part One

Primary care, dental, behavioral health, FQHC, RHC, dialysis, rehabilitation, and every other non-surgical Article 28 center.

  • Part One · 8:00 a.m. – 12:30 p.m. ET
  • One registration
  • Part Two does not apply to you

$199.99

Clinic D&TC total

Register for Part One

If you are an ASC

Register for BOTH parts

An ASC is regulated under the general D&TC rules and Part 755. Both parts are required to cover your full obligation.

  • Part One · 8:00 a.m. – 12:30 p.m. ET
  • Part Two · 1:00 – 5:15 p.m. ET
  • Two separate registrations

$399.98

$199.99 + $199.99 · ASC total

1 · Register for Part One
2 · Register for Part Two

Why ASCs need both parts

Every ambulatory surgery center in New York is first a Diagnostic & Treatment Center. You are regulated — and surveyed — under the general D&TC rules in Parts 750–751 and the ambulatory surgery rules in Part 755. Part One covers the first half of that rulebook; Part Two covers the second. An ASC that attends only the afternoon has seen half of what it is held to.

Each part is a separate Zoom webinar with its own registration and its own join link. Ambulatory surgery centers must complete both registrations — use the same email address for each so your confirmations stay together, and keep both join links handy on conference day. The afternoon does not continue on the morning link.

How the Day Is Structured

Article 28 splits cleanly into rules that apply to every center and rules that apply only to surgery. The day is built to match, and the two parts register separately.

Part One · Morning · $199.99

Article 28 Clinic Compliance

8:00 a.m. – 12:30 p.m. Eastern · Required for every Article 28 Diagnostic & Treatment Center — clinics and ASCs alike

The general operating, quality, reporting, and cost-reporting rules that apply to all New York Diagnostic & Treatment Centers. Part One is the shared foundation. Clinic D&TCs get a complete half-day program and finish at 12:30. Ambulatory surgery centers need this half too — it is the general half of the rulebook they are surveyed against — and continue into Part Two after lunch.

Part Two · Afternoon · $199.99 · Cosponsored with DataGen

Article 28 ASC Compliance

1:00 – 5:15 p.m. Eastern · For ambulatory surgery centers, in addition to Part One

Part 755 and the surgical layer: clinical services, accreditation and deemed status, SPARCS reporting, and a compliance program that closes on what an ASC survey adds beyond a clinic’s. Cosponsored with DataGen, whose team presents the SPARCS session. Part Two covers only the surgical half of an ASC’s obligations — it is designed to be taken together with Part One, not instead of it.

Conference Agenda

Friday, September 25, 2026 · All times Eastern. Agenda subject to minor adjustment.

Time Session
Part One · Article 28 Clinic Compliance · 8:00 a.m. – 12:30 p.m. ET · $199.99
8:00 – 9:15 a.m. Session 1Understanding Article 28John J. Goehle, MBA, CASC
9:15 – 9:30 a.m. Break
9:30 – 10:45 a.m. Session 2Organization & Administration (Part 751)John J. Goehle, MBA, CASC
10:45 – 11:00 a.m. Break
11:00 – 11:45 a.m. Session 3Quality, Rights & State ReportingJohn J. Goehle, MBA, CASC
11:45 a.m. – 12:30 p.m. Session 4Cost Reporting & the NYSDOH SurveyJohn J. Goehle, MBA, CASC
12:30 p.m. Part One concludes — clinic D&TCs finish here. ASCs break for lunch and rejoin at 1:00 p.m. using their second registration link.
12:30 – 1:00 p.m. Lunch Break
Part Two · Article 28 ASC Compliance · 1:00 – 5:15 p.m. ET · $199.99 · Cosponsored with DataGen
1:00 – 2:00 p.m. Session 5Part 755 — Overview & Administrative RequirementsJohn J. Goehle, MBA, CASC
2:00 – 3:00 p.m. Session 6ASC Clinical Services Under Part 755 (§§ 755.3–755.9)John J. Goehle, MBA, CASC
3:00 – 3:15 p.m. Break
3:15 – 3:45 p.m. Session 7Accreditation & Deemed StatusJohn J. Goehle, MBA, CASC
3:45 – 4:15 p.m. Session 8 · Cosponsor SessionSPARCS Reporting for ASCsPresented by DataGen
4:15 – 5:15 p.m. Session 9Building Your ASC Compliance Program + The ASC SurveyJohn J. Goehle, MBA, CASC
5:15 p.m. Conference concludes

Part One Sessions in Detail

Session 1 · 8:00 – 9:15 a.m.

Understanding Article 28

John J. Goehle, MBA, CASC

How New York State licenses and regulates outpatient facilities — and where a Diagnostic & Treatment Center fits in the picture. Opens with a short welcome and orientation to how the day is structured.

  • What Article 28 is, and the family of facilities the Department of Health licenses under it
  • The legal definition of a Diagnostic & Treatment Center — and how a clinic differs from an ASC
  • Licensure vs. CMS certification vs. accreditation — three separate obligations
  • Establishment, the Operating Certificate, Certificate of Need, and Limited vs. Unlimited Life
Session 2 · 9:30 – 10:45 a.m.

Organization & Administration (Part 751)

John J. Goehle, MBA, CASC

Part 751 — the operating backbone that every Diagnostic & Treatment Center must build its compliance program around.

  • The twelve sections of Part 751 and how they fit together
  • The Operator, Administrator, and Medical Director — distinct roles and responsibilities
  • The operating policies and procedures required by § 751.5
  • Personnel and medical-record systems under §§ 751.6–751.7
Session 3 · 11:00 – 11:45 a.m.

Quality, Rights & State Reporting

John J. Goehle, MBA, CASC

The QA program, patients’ rights, incident reporting, and the recurring state filings every Diagnostic & Treatment Center must keep current.

  • The § 751.8 quality assurance program — and how to build one that survives a survey
  • Patients’ rights (§ 751.9) and the 24-hour adverse-event rule (§ 751.10)
  • NYPORTS and the Health Commerce System — your reporting gateway
  • Accreditation (§ 751.11), HCRA, SHIN-NY, and SPARCS for clinics
Session 4 · 11:45 a.m. – 12:30 p.m.

Cost Reporting & the NYSDOH Survey

John J. Goehle, MBA, CASC

What cost reporting is, how it’s done, and what to expect when the Department of Health surveys your center.

  • What cost reporting is, and why New York requires it of every D&TC
  • The AHCF cost report — accrual accounting, GAAP, and annual CPA-certified financials
  • How the cost report is prepared, certified, submitted — and the cost of getting it wrong
  • The NYSDOH survey of Article 28 centers: types, scope, and the Statement of Deficiencies

Part Two Sessions in Detail

Session 5 · 1:00 – 2:00 p.m.

Part 755 — Overview & Administrative Requirements

John J. Goehle, MBA, CASC

The section that turns a Diagnostic & Treatment Center into a licensed New York ambulatory surgery center.

  • How an ASC differs from a clinic D&TC — and why
  • The definition of ambulatory surgery and the structure of Part 755
  • Administrative requirements: transfer plans, privileging, and the procedure list
  • The hospital-privileges rule, PA/specialist bylaws, and the two-year accreditation clock
Session 6 · 2:00 – 3:00 p.m.

ASC Clinical Services Under Part 755 (§§ 755.3–755.9)

John J. Goehle, MBA, CASC

Surgery, anesthesia, nursing, admission & discharge, records, emergency care, and quality — the clinical heart of the ambulatory surgery regulations.

  • Surgical services (§ 755.3) — organization, sterile technique, and surgical safety
  • Anesthesia (§ 755.4) — qualified personnel, monitoring, and malignant-hyperthermia readiness
  • Nursing, admission & discharge, and the surgical medical record (§§ 755.5–755.7)
  • Emergency care (§ 755.8), infection control & reprocessing, and ASC quality assurance (§ 755.9)
Session 7 · 3:15 – 3:45 p.m.

Accreditation & Deemed Status

John J. Goehle, MBA, CASC

Where the three layers meet: license, CMS certification, and the accreditor whose seal can stand in for a survey.

  • The three-layer model — and where accreditation fits among license and CMS certification
  • The five CMS-approved ASC accreditors, including DNV’s December 2025 approval
  • Deemed status — how an accreditor’s survey can substitute for a state or federal survey
  • How to choose an accreditor and build a deemed-status strategy
Session 8 · 3:45 – 4:15 p.m. · Cosponsor Session

SPARCS Reporting for ASCs

Presented by DataGen

The encounter-level data requirement unique to ambulatory surgery centers — and how to submit it accurately, on time, every quarter. Presented by our Part Two cosponsor, DataGen.

  • What SPARCS is and why it applies specifically to ambulatory surgery centers
  • The encounter-level data elements and the quarterly deadline (§ 755.10)
  • The submission workflow — from your billing system to the state platform
  • Common pitfalls, the path to a clean acceptance rate, and how DataGen can help
Session 9 · 4:15 – 5:15 p.m.

Building Your ASC Compliance Program + The ASC Survey

John J. Goehle, MBA, CASC

Turning eight sessions of regulation into a calendar, clear accountability, and a center that’s always survey-ready — and what an ASC survey adds beyond a clinic’s.

  • Turning the rules into an annual Article 28 + ASC compliance calendar
  • Assigning accountability — who owns what, from the governing body to the QA lead
  • The citations that catch ASCs most, and how to stay continuously survey-ready
  • The ASC survey: one playbook for three surveyors, and what differs from a clinic survey

Your Faculty

John J. Goehle

MBA, CASC · Lead Faculty

Host, The ASC Podcast with John Goehle
Owner, Ambulatory Healthcare Strategies, LLC

  • Three decades of ambulatory surgery and outpatient facility administration, finance, and regulatory consulting.
  • Has guided New York centers through licensure, certification, accreditation, and the state cost-reporting process.
  • Works hands-on in the systems this conference covers — the Health Commerce System, NYPORTS, SPARCS, the AHCF cost report, and CON filings.

DataGen, Inc.

Part Two Cosponsor

Healthcare data analytics & consulting
A subsidiary of the Healthcare Association of New York State (HANYS)

  • More than 30 years of New York healthcare data and reporting expertise.
  • Serves hospitals, health systems, and ambulatory surgery centers with data, reporting, and consulting solutions.
  • Its UDS solution is a web-based SPARCS submission tool with automated formatting, syncing, error detection, and submission.
  • Contact: datagen.info · 1-844-DATAGEN · Rensselaer, New York

Included With Every Registration

  • Live attendance at all sessions in the part you registered for
  • A knowledge self-assessment with a full answer guide — check what you learned and see what to revisit
  • Session materials for every deck in your program
  • Group rates for D&TC and ASC teams available on request

How to Register

Each part is a separate Zoom webinar with its own registration and its own join link. Clinic D&TCs register for Part One only. Ambulatory surgery centers must complete both registrations.

Part One · Article 28 Clinic Compliance

8:00 a.m. – 12:30 p.m. ET · $199.99

For every Article 28 D&TC — clinics and ASCs alike

Register for Part One

Part Two · Article 28 ASC Compliance

1:00 – 5:15 p.m. ET · $199.99 · cosponsored with DataGen

For ambulatory surgery centers — in addition to Part One

Register for Part Two

Clinic D&TC total: $199.99 (Part One)  ·  ASC total: $399.98 (both parts)
ASCs: use the same email address for each registration so your confirmations stay together, and keep both join links handy on conference day.

Questions? 585-594-1167 · jgoehle@ah-strategies.com

All times Eastern. Agenda subject to minor adjustment. This conference provides regulatory education and does not constitute legal advice.